To promote the principle of governance Tharwa has developed an integrated system consisting of a set of policies, procedures, plans, organizational structures, administrative powers that governs all tasks and Ethics in order to achieve efficient and effective performance of the control and compliance, such as:
- The company’s organizational structure and different administrative levels.
- Authority Matrix.
- Policies and Procedures Manual for Risk Management.
- Policies and Procedures Manual for Internal audit.
- Policies and Procedures Manual for Compliance.
- Policies and Procedures Manual for AML.
- Policies and Procedures Manual For Investor relation unit.
- Conflicts of Interest & Stakeholders Interest policy.
- Shareholders Rights Policy.
- Transactions with related parties policy.
- Disclosures and Transparency policy.
- Corporate Social Responsibility Policy.
- Code of Business Conduct and Ethical Standards Policy.
- Board of directors, Committee member, executive management Key performance indicators policy.
- BOD and Executive management Training policy.
- BoD Business Charter.
- Committees Business Charter.
- Executive Management Business Charter.
- Emergency plans and ensuring business continuity.
- Protection of whistleblowers in respect of any unlawful practice policy.
- Legal Affairs policy.
- Client complaints policy.
- Privacy and confidentiality of information policy.